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Author Archives: Neal Doherty

Neal Doherty is the Managing Director of Compliance Solutions at WALZ, analyzing new regulations to determine their potential impact, assisting clients in complying with state and federal laws, and reviewing client notices to ensure compliance. Walz Group is a leading provider of regulatory compliance solutions and critical document management to the nation’s premier mortgage servicers, law firms, trustees and others in highly regulated industries.

The Underappreciated Impact of Dodd-Frank: The Rise of Federal and State Regulatory Cooperation

There are multiple levels of regulation in the financial services industry with federal, state, and even local officials supervising companies within the industry. These regulators often cooperate, but also sometimes act in conflict with one another in their pursuit of consumer protection and enforcement of laws. This select print feature originally appeared in the February 2015 issue of DS News magazine.

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