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Tag Archives: Compliance

Tracking Legislative Processes in Financial Services

From ensuring the compliance to laws of different states to educating legislators on the financial services industry, Andrew Boylan, Partner, Risk Management and Compliance at McCarthy & Holthus spoke to DS News about the importance of working with the government. Editor's Note: This feature originally appeared in the September issue of DS News, out now.

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SunTrust Gets the All Clear from NMS Monitor

The Office of Mortgage Settlement Oversight, which was monitoring the bank for compliance has said that SunTrust has fulfilled its settlement obligations and that it's metrics compliance results are in line with expectations. Here are the details.

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The Week Ahead: Webinar Focuses on Compliance

On Wednesday, May 23, from 2:00 - 3:00 p.m. ET, Stern & Eisenberg will present a new webinar entitled "New York Compliance: Establishing New York State Compliance With RPAPL 1304 and the Business Records Exception to the Hearsay Rule." The webinar ...

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Mulvaney: CFPB to Enforce, ‘Not Become the Law’

CFPB

Speaking at an industry conference this week, Mick Mulvaney, Acting Director of the Consumer Financial Protection Bureau, outlined the bureau’s ongoing shift away from “regulation by enforcement” and toward more regulatory clarity. During a keynote speech at the 2018 REALTORS ...

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A Firm Hand

Editor’s Note: This piece originally appeared in the May issue of DS News, out now. Each year, mortgage servicers design new audit provisions to assist law firms in risk mitigation. While the intent of such initiatives is designed to be ...

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Collingwood’s Tim Rood: Moving Mortgage Forward

Tim Rood is the Co-Founder and Chairman of the Collingwood Group, a Washington, D.C.-based advocacy group for the housing and mortgage industries. Collingwood works to identify and secure business opportunities with the federal government and the GSEs; helps financial services ...

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